Crowdfunding Paralegal
Location |
Westfield, NJ 7090 |
Date Posted |
January 16, 2025 |
Job ID |
12485 |
Employment Type |
Direct Hire |
Scion Staffing is excited to announce an opportunity for a highly motivated Paralegal to join our client's highly regarded global energy company. This is a full-time, remote, direct-hire opportunity with benefits!
Responsibilities:
•Draft, review, and finalize PPMs and other offering documents for various securities offerings.
•Ensure all required disclosures and risk factors are properly outlined and compliant with SEC regulations.
•Assist in the preparation and assembly of exhibits, schedules, financial statements, and subscription agreements.
•Review and maintain offering materials for accuracy and completeness.
•Provide support for Reg D Rule 504, Rule 505, and Rule 506 offerings.
•Prepare and file Form D with the SEC and coordinate state-level Blue Sky filings.
•Manage investor accreditations and compliance with accredited investor requirements.
•Assist with legal documentation for Regulation Crowdfunding (Reg CF) offerings, including Form C filings and compliance with offering limits and investor caps.
•Support formation and governance tasks, including state-level corporate filings, certificates of incorporation, amendments, and corporate qualifications.
•Manage cap tables and equity issuance through platforms like Carta.
•Assist with board and shareholder resolutions, meeting minutes, and compliance documentation.
•Ensure compliance with federal and state securities laws for private offerings.
•Track filing deadlines, including SEC filings such as Form D and Form C.
•Monitor adherence to rules regarding investor solicitation and advertising in private offerings.
•Conduct due diligence, including reviewing investor accreditation status and background checks.
•Maintain organized, accurate records of offering documents and investor information.
•Oversee the execution of subscription agreements and closing documents.
Requirements:
-Paralegal certification or degree from an accredited institution.
-3+ years as a paralegal focused on securities law, private placements, or capital markets.
-Familiarity with Form D, Form C, and Blue Sky compliance is required.
Compensation:
This position offers a competitive salary range of $125,000-$140,000 annually plus a comprehensive benefits package!
About our firm:
Scion Staffing is a national award-winning staffing firm! Since 2006, we have had the pleasure of successfully placing thousands of talented professionals with amazing career opportunities. Through our innovative team building and recruiting solutions, we bridge the gap in executive leadership searches, direct hire recruiting, interim leadership placement, and temporary professional staffing.
We are proud to be part of the Forbes lists of the Best Recruitment Firms and the Best Executive Search Firms in America. Additionally, Scion has been recognized as a ClearlyRated Best of Staffing firm as well as a top recruitment firm by The Business Times. Additional information about our firm can also be found online. Scion Staffing, Inc. is an equal opportunity employer and service provider and does not discriminate based on race, religion, gender, gender identity, national origin, citizenship status, sexual orientation, disability, political affiliation or belief, or any other protected class. We are committed to the principles of Equal Opportunity Employment and are dedicated to making employment decisions based on merit and value, for ourselves, our client companies, and the candidates we represent.
For opportunities located in a region that have enacted fair chance, arrest or conviction-based employment ordinances, Scion Staffing proactively follows the enacted guidance and considers for employment all qualified applications with arrest and conviction records. We engage in socially conscious business practices and believe that diverse, equitable, inclusive, and non-biased talent and recruitment processes are foundational to the success of Scion as well as every client organization with whom we partner.